Hermes Investment Management Limited

RIASEC Registered
Total AUM
$24.8B
Discretionary
$24.5B
99% of AUM
Avg account
$406M
Accounts
61
Employees
422
Advisory reps
4

Firm details

Headquarters
London,
CRD number
153104
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles56.89%
  • Pension & Profit Sharing Plans17.9%
  • Insurance Companies12.62%
  • Other Investment Advisers6.46%
  • Banking / Thrift Institutions2.42%

Firm profile

FINTRX

Overview

Hermes Investment Management Limited is an institutional investment adviser that primarily serves institutional clients. The firm charges a mix of percentage-of-AUM, fixed, and performance-based fees and is active in ESG investing. Its regulatory and operating footprint includes commodity pool/CTA activity and roles that extend beyond pure advisory work—industry affiliations indicate involvement as a broker-dealer, trust company, and sponsor or GP of pooled vehicles. Ownership is recorded as a foreign entity and individual, suggesting an ownership structure outside the U.S.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 76%, Non-Investment Grade Corp Bonds 12%, Investment Grade Corp Bonds 7%, Cash & Cash Equivalents 5%76%
  • Exchange Traded Equities76%
  • Non-Investment Grade Corp Bonds12%
  • Investment Grade Corp Bonds7%
  • Cash & Cash Equivalents5%

Owners & executives

3 of 3
  • David Fitzharris

    David Fitzharris

    Chief Compliance OfficerCRD 4957434

  • Gregory Dulski

    Gregory Dulski

    Chief Regulatory OfficerCRD 5023811

  • Saker Nusseibeh

    Saker Nusseibeh

    CEOCRD 4354094

Contacts

1 of 1
  • Richard Novak

    Richard Novak

    Vice PresidentCRD 2901271

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

London, null

Location

London, null

Headquartered in London, null.

Address
150 Cheapside
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth