HERITAGE OAK WEALTH ADVISORS
Firm details
- Headquarters
- SANTA ROSA BEACH, Florida
- CRD number
- 323925
- Registered since
- November 28, 2022
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Other
- Client types
- HNWI78.27%
- Individuals21.69%
- Corporations / Businesses0.04%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Heritage Oak Wealth Advisors is an independent registered investment adviser organized as an LLC and registered with the SEC in 2022. Ownership is held by an individual and the firm serves both individual and family clients as well as institutional investors. Its client-facing services center on financial planning and portfolio management for individuals and small businesses, and it charges fees based on a percentage of assets under management plus other fee arrangements. The firm is not flagged as an active ESG investor. It also functions in sponsor/GP and managing-member roles for pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities39%
- Other4%
- Cash & Cash Equivalents3%
- Non-Exchange Traded Equities1%
Contacts
3 of 4Seth Maier
Wealth Planning AssociateCRD 8171149
Colin Leighton
Financial Planning SpecialistCRD 7237770
Scott Bennington
Wealth AdvisorCRD 7402008
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 54Active vs passive
$202M in ETFs
62%
$125M
24%
$77.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $28.6M | 311,857 | 14.12% |
Location
SANTA ROSA BEACH, FL
WALTON
Location
SANTA ROSA BEACH, FL
Headquartered in SANTA ROSA BEACH, FL, in the South of the United States.
- Region
- South
- County
- WALTON
- Address
- 105 Garfield St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
LIVINGSTON FINANCIAL PLANNING, INC.
RIASANTA ROSA BEACH, FL
PALM VIEW INVESTMENTS
RIASANTA ROSA BEACH, FL
BAUGH FINANCIAL
RIASANTA ROSA BEACH, FL
ISQ OPENINFRA REGISTERED ADVISOR LLC
RIAMIAMI, FL
OPAL CAPITAL LLC
RIABOCA RATON, FL
BRIGHTLINE CAPITAL MANAGEMENT, LLC
RIAMIAMI, FL