Heritage Oak Wealth Advisors
Firm details
- Headquarters
- Santa Rosa Beach, Florida
- CRD number
- 323925
- Registered since
- November 28, 2022
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Other
- Client types
- HNWI78.27%
- Individuals21.69%
- Corporations / Businesses0.04%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Heritage Oak Wealth Advisors is an independent, LLC-structured registered investment adviser that began SEC registration in 2022. The firm is owned by an individual and serves a mix of individual and family clients alongside some institutional relationships. Its advisory work centers on financial planning and portfolio management for individuals and small businesses. Compensation is primarily fee-based on a percentage of assets under management, with other fee arrangements also used. The firm reports it does not pursue ESG investing and is not a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities39%
- Other4%
- Cash & Cash Equivalents3%
- Non-Exchange Traded Equities1%
Contacts
3 of 5
Micah Gibson
Founder & Senior Wealth AdvisorCRD 4705380
Colin Leighton
Financial Planning SpecialistCRD 7237770
Scott Bennington
Wealth AdvisorCRD 7402008
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 61Active vs passive
$235M in ETFs
62%
$146M
12%
$88.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $30.1M | 328,312 | 12.82% |
Location
Santa Rosa Beach, FL
Walton
Location
Santa Rosa Beach, FL
Headquartered in Santa Rosa Beach, FL, in the South of the United States.
- Region
- South
- County
- Walton
- Address
- 105 Garfield St
- Time zone
- ET (UTC-5)
- Office locations
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