HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

Overview

Herbert J. Sims Capital Management, Inc. is a corporation that provides fee-based investment advisory and financial planning services to both individuals/families and institutional clients. The firm is SEC-registered (2022) and described in FINTRX as a capital allocator that employs third-party manager selection as part of its offering. Its advisory scope includes portfolio management for individuals and small businesses, financial planning, and the selection of other advisers. The firm also operates as an insurance broker and lists Broker-Dealer and Registered Municipal Advisor among its industry affiliations. FINTRX notes the firm is not an active ESG investor. Herbert J. Sims charges a percentage-of-AUM fee structure and is owned as a domestic entity with an individual owner. The snapshot flags the firm as a capital allocator, which aligns with its use of external alternative managers and allocations outside of liquid equities.

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