COMPASS

Overview

Compass operates as an independent registered investment adviser serving individual and family clients. The firm combines traditional advisory services—financial planning and portfolio management for individuals and small businesses—with brokerage and insurance services, and accounting capabilities, which suggests a blended wealth-management approach that integrates investment advice with insurance placement and tax-related work. Compass runs fee arrangements that include percentage-of-AUM billing as well as hourly and fixed-fee engagements, giving flexibility for both ongoing portfolio relationships and project-based planning work. Investment activity centers on pooled public vehicles rather than direct-stock concentration. The firm appears to favor liquid, scalable solutions for core equity and fixed-income exposure while supplementing client portfolios with selected alternative allocations and insurance products to address income, tax and estate planning objectives. Compass is not an active ESG investor and is organized to serve a concentrated client base rather than a broad multi-state advisory footprint.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices