Haws Financial Planning LLC

RIASEC Registered
Total AUM
$105M
Discretionary
$105M
100% of AUM
Avg account
$583K
Accounts
180
Employees
3
Advisory reps
3

Firm details

Headquarters
Sierra Vista, Arizona
CRD number
299122
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI100%
  • Individuals64.96%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Haws Financial Planning LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm focuses on serving individual and family clients through financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. Its fee model includes a combination of assets-under-management fees, hourly consulting fees, and fixed-fee engagements. The adviser lists an affiliation with an accountant in its industry relationships and does not identify itself as an active ESG investor or a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Cash & Cash Equivalents 2%98%
  • Exchange Traded Equities98%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • Dallen Haws

    Dallen Haws

    CEOCRD 7036375

Contacts

2 of 2
  • Darren Haws

    Darren Haws

    OwnerCRD 7036371

  • Nathan Haws

    Nathan Haws

    Financial AdvisorCRD 7997409

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Sierra Vista, AZ

Cochise

Location

Sierra Vista, AZ

Headquartered in Sierra Vista, AZ, in the West of the United States.

Region
West
County
Cochise
Address
3499 Cyn De Flores
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth