Asterozoa Management

RIASEC RegisteredEst. 2021
Total AUM
$104M
Discretionary
$104M
100% of AUM
Avg account
$34.6M
Accounts
3
Employees
4
Advisory reps
6

Firm details

Headquarters
Phoenix, Arizona
CRD number
316870
Registered since
November 19, 2021
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Investment Companies55.46%
  • Pooled Investment Vehicles44.54%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Asterozoa Management is an SEC-registered limited liability company that operates as a hedge fund and registered in 2021. The firm identifies its clients as institutional investors and reports ownership structure that includes both a domestic entity and an individual. Asterozoa bills clients through a mix of asset-based charges, fixed fees and performance-linked compensation. On the business side, the firm is set up to function in commodity markets as a CPO/CTA and provides portfolio management services for investment companies and pooled investment vehicles. Asterozoa does not list ESG integration as part of its investment approach.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Joseph Hegener

    Joseph Hegener

    Chief Investment OfficerCRD 7087962

  • Jennifer Rodriguez

    Chief Compliance OfficerCRD 6170843

  • Paul Hegener

    Paul Hegener

    Chief Risk OfficerCRD 1628568

Contacts

3 of 3
  • Kevin Yin

    Kevin Yin

    Vice PresidentCRD 6522017

  • Julia Altuzarra

    Vice PresidentCRD 7892492

  • John Kaites

    MemberCRD 7892493

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Phoenix, AZ

Maricopa

Location

Phoenix, AZ

Headquartered in Phoenix, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
Maricopa
Address
2325 E Camelback Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth