HAWLEY ADVISORS

RIASEC Registered
Total AUM
$74.2M
Discretionary
$74.2M
100% of AUM
Avg account
$491K
Accounts
151
Employees
3
Advisory reps
3

Firm details

Headquarters
WALNUT CREEK, California
CRD number
139335
Custodians
PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI85.24%
  • Individuals11.78%
  • Charitable Organizations2.98%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Hawley Advisors is an independent, individual-owned limited liability company that operates as a registered investment adviser focused on financial planning and portfolio management for individuals and small businesses. The firm serves both individual and family clients as well as institutional relationships. Its fee model combines a percentage-of-AUM arrangement with hourly billing for certain services. Hawley Advisors does not identify as an active ESG investor, is not structured as a multi-state adviser, and does not act as a capital allocator or pension consultant. Industry affiliations include other investment advisers and insurance companies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 54%, Exchange Traded Equities 25%, Cash & Cash Equivalents 13%, US Government Bonds 7%, Other 1%54%
  • Public Funds/Mutual Funds54%
  • Exchange Traded Equities25%
  • Cash & Cash Equivalents13%
  • US Government Bonds7%
  • Other1%

Owners & executives

1 of 1
  • SHIRLEY CORIA

    Chief Operating OfficerCRD 1111255

Contacts

2 of 2
  • DANIEL HAWLEY

    OwnerCRD 1071497

  • MAITRI GOONEWARDENA

    SolicitorCRD 4998833

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

WALNUT CREEK, CA

CONTRA COSTA

Location

WALNUT CREEK, CA

Headquartered in WALNUT CREEK, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
CONTRA COSTA
Address
1600 S Main St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth