FLEMING FINANCIAL ADVISING

Overview

Fleming Financial Advising operates as an independent RIA organized as a sole proprietorship and serves individual and family clients with a mix of financial planning and portfolio management for individuals and small businesses. The firm charges a blend of percentage-of-AUM, hourly and fixed fees, which aligns with a client base that likely ranges from ongoing advisory relationships to project-based planning engagements. The ADV indicates the practice is not an active ESG investor, it is not a multi-state adviser, and it does not act as a capital allocator to third‑party private funds. Portfolio construction emphasizes public pooled vehicles: the firm’s largest allocation is to public funds and mutual funds, which it uses to deliver diversified exposures across equities, fixed income and blended strategies. Fleming Financial Advising positions itself as a straightforward advisory practice focused on individualized planning and managed accounts rather than handing off significant asset selection to external alternative managers or operating an internal fund platform.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices