HARTFORD FUNDS DISTRIBUTORS, LLC

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
235
Avg account
$0

Firm details

Headquarters
WAYNE, Pennsylvania
CRD number
45995
Registered since
October 30, 1998

Firm profile

FINTRX

Overview

Hartford Funds Distributors, LLC is organized as a limited liability company and is recorded as registered with the SEC in 1998. FINTRX classifies the firm as "Unclassified" and indicates it is not a capital allocator, not a multi-state adviser, and not an active ESG investor. Ownership is listed as a domestic entity and individual; beyond those corporate descriptors, FINTRX does not supply details on advisory activities, fee schedules, or specific business lines. The entity’s name and the limited activity reported in FINTRX suggest its primary role is distribution rather than operating as a traditional asset manager or discretionary RIA.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 10
  • JOSEPH MELCHER

    Chief Compliance OfficerCRD 3152206

  • MARTIN SWANSON

    Chief Marketing OfficerCRD 1414020

  • KERAYA JEFFERSON

    Chief Compliance OfficerCRD 5046523

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Contacts

3 of 225
  • WILLIAM FLICK

    Advisor, ConsultantCRD 4801091

  • JOSEPH BUCOLO

    Director Marketing & CommunicationsCRD 4127148

  • COLIN FAGAN

    Internal Sales ConsultantCRD 6833768

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

WAYNE, PA

DELAWARE

Location

WAYNE, PA

Headquartered in WAYNE, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
DELAWARE
Address
690 Lee Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth