Hartford Funds Distributors, LLC

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
233
Avg account
$0

Firm details

Headquarters
Wayne, Pennsylvania
CRD number
45995
Registered since
October 30, 1998

Firm profile

FINTRX

Overview

Hartford Funds Distributors, LLC is recorded as a limited liability company that has been SEC-registered since 1998. The snapshot flags the entity as not acting as a capital allocator and not identified as an active ESG investor. The profile also shows it is not designated as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. Owner type is listed as a domestic entity/individual and the firm is classified as unclassified in the available record. The combination of those attributes and the firm name suggests the organization functions in a distribution or intermediary capacity rather than operating as a traditional investment manager, although the provided data does not include explicit business-activity descriptions.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 10
  • Joseph Melcher

    Joseph Melcher

    Chief Compliance OfficerCRD 3152206

  • Martin Swanson

    Martin Swanson

    Chief Marketing OfficerCRD 1414020

  • Keraya Jefferson

    Keraya Jefferson

    Chief Compliance OfficerCRD 5046523

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Contacts

3 of 223
  • William Flick

    William Flick

    Advisor, ConsultantCRD 4801091

  • Joseph Bucolo

    Joseph Bucolo

    Director Marketing & CommunicationsCRD 4127148

  • Colin Fagan

    Colin Fagan

    Internal Sales ConsultantCRD 6833768

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Wayne, PA

Delaware

Location

Wayne, PA

Headquartered in Wayne, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Delaware
Address
690 Lee Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth