Hartford Funds Distributors, LLC

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
230
Avg account
$0

Firm details

Headquarters
Wayne, Pennsylvania
CRD number
45995
Registered since
October 30, 1998

Firm profile

FINTRX

Overview

Hartford Funds Distributors, LLC is set up as a limited liability company and is classified as a fund distributor. The firm is listed as SEC-registered in 1998 and is identified as a domestically owned entity/individual owner. The profile indicates Hartford Funds Distributors does not act as a capital allocator and is not positioned as an investment adviser or pension consultant. As a distributor, the firm's primary role is the sale and distribution of fund products rather than managing client portfolios or allocating capital across managers. The source does not describe advisory mandates, fee schedules, or a client-facing investment management program.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 10
  • Joseph Melcher

    Joseph Melcher

    Chief Compliance OfficerCRD 3152206

  • Martin Swanson

    Martin Swanson

    Chief Marketing OfficerCRD 1414020

  • Keraya Jefferson

    Keraya Jefferson

    Chief Compliance OfficerCRD 5046523

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Contacts

3 of 220
  • William Flick

    William Flick

    Advisor, ConsultantCRD 4801091

  • Joseph Bucolo

    Joseph Bucolo

    Director Marketing & CommunicationsCRD 4127148

  • Colin Fagan

    Colin Fagan

    Internal Sales ConsultantCRD 6833768

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Wayne, PA

Delaware

Location

Wayne, PA

Headquartered in Wayne, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Delaware
Address
690 Lee Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth