HARPER ASSET MANAGEMENT, LLC

RIASEC Registered
Total AUM
$46M
Discretionary
$46M
100% of AUM
Avg account
$201K
Accounts
229
Employees
1
Advisory reps
1

Firm details

Headquarters
LONGMONT, Colorado
CRD number
334492
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI63.02%
  • Individuals36.98%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Harper Asset Management, LLC is an independent, individual-owned registered investment adviser organized as an LLC. The firm serves individual and family clients — plus small businesses through portfolio management and financial planning — and charges fees as a percentage of assets under management. Its filings indicate a single-adviser setup (not a related adviser), it is not positioned as a multi-state adviser or pension consultant, and it does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 53%, US Government Bonds 24%, Cash & Cash Equivalents 10%, Public Funds/Mutual Funds 6%, Private Funds 3%, State & Local Bonds 2%, Investment Grade Corp Bonds 2%53%
  • Exchange Traded Equities53%
  • US Government Bonds24%
  • Cash & Cash Equivalents10%
  • Public Funds/Mutual Funds6%
  • Private Funds3%

Contacts

1 of 1
  • BRIAN HARPER

    Investment Adviser RepresentativeCRD 4010044

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

LONGMONT, CO

BOULDER

Location

LONGMONT, CO

Headquartered in LONGMONT, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
BOULDER
Address
712 Main St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth