HARDMAN JOHNSTON GLOBAL ADVISORS LLC

RIASEC RegisteredEst. 1985

Total AUM

$8.8B

Discretionary

$8.8B

100% of AUM

Avg account

$33.3M

Accounts

263

Employees

27

Advisory reps

6

Firm details

Headquarters: STAMFORD, Connecticut
CRD number: 112500
Registered since: March 26, 1985
Website: hardmanjohnston.com
Custodians: J.P. MORGAN SECURITIES INC., CHARLES SCHWAB & CO., INC., THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles50.08%
State / Municipal Government17.37%
Pension & Profit Sharing Plans12.13%
HNWI9.96%
Charitable Organizations7.3%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Hardman Johnston Global Advisors LLC is an SEC-registered investment adviser formed as an LLC in 1985. The firm operates as an investment manager and “other” fund provider that serves both individual/family clients and institutional investors. Its advisory mandate covers portfolio management for individuals and small businesses, investment companies, pooled investment vehicles and other institutional/business clients. Compensation comes through a mix of percentage-of-AUM fees and performance-based fees. The firm does not identify as an active ESG investor and is not positioned as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities99%
Cash & Cash Equivalents1%

Owners & executives

3 of 3

JULIE O'CONNOR
Chief Operating OfficerCRD 5572960
CASSANDRA HARDMAN
CEO and Chief Investment OfficerCRD 2278445
BRUCE ALBERT
Chief Compliance Officer & General CounselCRD 5072589

Contacts

3 of 3

JAMES PONTONE
Portfolio ManagerCRD 1259450
RICHARD JOHNSTON
Founder and PresidentCRD 260659
JEFFREY MEYER
PresidentCRD 1259541

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 3

Active vs passive

$31.1M in ETFs

Passive

100%

$31.1M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL)	State Street	Passive	Ultrashort Bond	$15.4M	168,020	49.49%

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Primary office

STAMFORD, CT

FAIRFIELD

Location

STAMFORD, CT

Headquartered in STAMFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: FAIRFIELD
Address: 300 Atlantic St
Time zone: ET (UTC-5)
Office locations

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