ABS GLOBAL INVESTMENTS

RIASEC RegisteredEst. 2003
Total AUM
$10.5B
Discretionary
$9B
86% of AUM
Avg account
$499M
Accounts
21
Employees
47
Advisory reps
5

Firm details

Headquarters
STAMFORD, Connecticut
CRD number
127290
Registered since
July 1, 2003
Custodians
STATE STREET BANK AND TRUST COMPANY, NORTHERN TRUST SECURITIES, INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles88.81%
  • State / Municipal Government4.7%
  • Investment Companies3.69%
  • Other2.8%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

ABS Global Investments is a limited liability company that registers as an SEC adviser and operates primarily for institutional clients. The firm presents itself as a multifaceted fund manager and fund sponsor, with activities spanning hedge funds, private equity and other pooled vehicles. Its advisory remit includes portfolio management for investment companies and pooled investment vehicles, portfolio management for businesses or institutions, and the selection of third‑party advisers. ABS Global Investments also conducts commodity pool operator/commodity trading advisor (CPO/CTA) activity and acts as sponsor, general partner or managing member of pooled investment vehicles. The firm charges a mix of percentage‑of‑AUM fees, fixed fees and performance‑based fees. It does not identify as an active ESG investor and is not classified as a multi‑state or newly formed adviser in the available filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 61%, Private Funds 37%, Cash & Cash Equivalents 2%61%
  • Exchange Traded Equities61%
  • Private Funds37%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • DAVID FINN

    Partner & Chief Financial OfficerCRD 4872405

Contacts

3 of 4
  • LAURENCE RUSSIAN

    Founding Partner & Portfolio ManagerCRD 2376960

  • JON FEINBERG

    PartnerCRD 8067164

  • GUILHERME VALLE

    Founding Partner and Portfolio ManagerCRD 2568700

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

STAMFORD, CT

FAIRFIELD

Location

STAMFORD, CT

Headquartered in STAMFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
2187 Atlantic St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth