Harbourfront Wealth America Inc.

RIASEC RegisteredEst. 2020
Total AUM
$9.2M
Discretionary
$8.3M
90% of AUM
Avg account
$383K
Accounts
24
Employees
15
Advisory reps
3

Firm details

Headquarters
Vancouver,
CRD number
306941
Registered since
February 13, 2020
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • HNWI59.3%
  • Individuals40.7%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Harbourfront Wealth America Inc. is a small, independent registered investment adviser that provides portfolio management for individuals and small businesses. The firm operates on a percentage-of-assets fee model and identifies as a capital allocator, but its filings show a strong tilt toward pooled public vehicles rather than direct private-asset deployment. Harbourfront is not an active ESG investor and does not position itself as a multi-state or pension consultant adviser. Its business profile indicates a focus on straightforward advisory relationships with individual and family clients rather than institutional mandates. Firms of this scale typically emphasize personalized service and discretionary portfolio management; Harbourfront’s filing confirms a predominance of discretionary authority over client accounts. The adviser was registered in 2020 and lists both foreign entity and individual ownership, suggesting a simple ownership structure rather than a large enterprise or affiliated wirehouse model.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 78%, Exchange Traded Equities 17%, Cash & Cash Equivalents 8%78%
  • Public Funds/Mutual Funds78%
  • Exchange Traded Equities17%
  • Cash & Cash Equivalents8%

Owners & executives

2 of 2
  • Zoheb Somani

    Chief Financial OfficerCRD 8057066

  • Calder Ellis

    Calder Ellis

    Chief Compliance OfficerCRD 7538446

Contacts

1 of 1
  • Kim Thompson

    PresidentCRD 8057933

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Vancouver, null

Location

Vancouver, null

Headquartered in Vancouver, null.

Address
Royal Ctr 1800 1055 W Georgia St
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth