HARBORVIEW ASSET MANAGEMENT LLC

RIASEC RegisteredEst. 2024
Total AUM
$125M
Discretionary
$125M
100% of AUM
Avg account
$3.9M
Accounts
32
Employees
2
Advisory reps
2

Firm details

Headquarters
GIG HARBOR, Washington
CRD number
332767
Registered since
September 25, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI98.54%
  • Individuals1.46%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Harborview Asset Management LLC is a privately held limited liability company that registered with the SEC in 2024. The firm is owned by an individual and serves primarily individual and family clients, charging fees as a percentage of assets under management. Its advisory work centers on discretionary portfolio management for individuals and small businesses as well as for business or institutional clients. Harborview does not identify as an active ESG investor, does not act as a capital allocator, and is not listed as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: State & Local Bonds 46%, Exchange Traded Equities 27%, Public Funds/Mutual Funds 27%, Cash & Cash Equivalents 1%46%
  • State & Local Bonds46%
  • Exchange Traded Equities27%
  • Public Funds/Mutual Funds27%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • RICHARD BAIRD

    Chief Investment OfficerCRD 725907

Contacts

1 of 1
  • CRAIG DAVIS

    Investment Adviser RepresentativeCRD 4721777

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

GIG HARBOR, WA

PIERCE

Location

GIG HARBOR, WA

Headquartered in GIG HARBOR, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
PIERCE
Address
7201 Pioneer Way
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth