HARBOR ADVISORS

RIASEC RegisteredEst. 2021
Total AUM
$852M
Discretionary
$847M
99% of AUM
Avg account
$85.2M
Accounts
10
Employees
1
Advisory reps
1

Firm details

Headquarters
WEST PALM BEACH, Florida
CRD number
312432
Registered since
February 19, 2021
Custodians
MORGAN STANLEY & CO. LLC, INTERACTIVE BROKERS LLC, BANK OF BUTTERFIELD/BANK OF NEW YORK
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Corporations / Businesses99.43%
  • HNWI0.57%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Harbor Advisors is an SEC-registered investment adviser organized as an LLC and operating since 2021. The firm serves both high-net-worth individuals/families and institutional clients, offering discretionary portfolio management as well as non-discretionary arrangements. Its fee schedule includes percentage-of-AUM billing alongside hourly and fixed-fee engagements. Harbor Advisors reports no active ESG investing program and is not classified as a multi-state adviser. The business model centers on managing equity-heavy portfolios for a small number of large clients, with explicit advisory services for both individual/small-business accounts and business or institutional portfolios.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 97%, Public Funds/Mutual Funds 2%, Cash & Cash Equivalents 1%97%
  • Exchange Traded Equities97%
  • Public Funds/Mutual Funds2%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • SHIAUJIE FU

    Portfolio Manager, Investment AnalystCRD 7326560

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$1M in ETFs

Passive

100%

$1M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL 3000 ETF (IWV)BlackRockPassiveLarge Blend$741K2,00073.40%

Location

Primary office

WEST PALM BEACH, FL

PALM BEACH

Location

WEST PALM BEACH, FL

Headquartered in WEST PALM BEACH, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
PALM BEACH
Address
1400 Centrepark Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth