Hara Capital LLC

RIASEC RegisteredEst. 2023
Total AUM
$189M
Discretionary
$189M
100% of AUM
Avg account
$1.7M
Accounts
110
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
315108
Registered since
May 26, 2023
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI92.08%
  • Charitable Organizations6.62%
  • Individuals1.3%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Hara Capital LLC is an independent registered investment adviser organized as a limited liability company and SEC-registered in 2023. The firm is owned by an individual and bills clients on a percentage-of-AUM basis. Its advisory work is concentrated on financial planning and portfolio management for individuals, families and small business clients, with an institutional client presence as well. Hara Capital does not identify as an active ESG investor, is not multi-state registered, and does not act as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Public Funds/Mutual Funds 23%, Cash & Cash Equivalents 2%75%
  • Exchange Traded Equities75%
  • Public Funds/Mutual Funds23%
  • Cash & Cash Equivalents2%

Contacts

1 of 1
  • Robert Dainard

    Robert Dainard

    Portfolio ManagerCRD 5134319

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 64

Active vs passive

$32.9M in ETFs

Passive

88%

$28.9M

Active

5%

$3.9M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT-TERM TREASURY INDEX FUND (VGSH)VanguardPassiveShort Government$5.1M87,52715.59%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth