GWN SECURITIES INC.

Broker-DealerFINRA MemberEst. 2004
Total AUM
$4.8B
Discretionary
$4.8B
100% of AUM
Accounts
66,025
Employees
707
Advisory reps
703
Brokerage reps
671

Firm details

Headquarters
PALM BEACH GARDENS, Florida
CRD number
128929
Registered since
January 2, 2004
Website
www.gwnsecurities.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, MATRIX SECURITIES, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Individuals81.75%
  • HNWI17.89%
  • Corporations / Businesses0.36%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersMarket Timing Services

Firm profile

FINTRX

Overview

GWN Securities Inc. operates as an insurance-focused broker-dealer that also provides advisory services to individuals, families and some institutional clients. Its business mix includes brokerage and advisory work such as financial planning, portfolio management for individuals and small businesses, selection of other advisers, and market timing services. Compensation is mixed: percentage-of-AUM fees sit alongside hourly and fixed-fee arrangements and other billing methods. The firm is SEC-registered and has been operating since 2004. Filings indicate it does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 90%, Exchange Traded Equities 7%, US Government Bonds 1%, Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%90%
  • Public Funds/Mutual Funds90%
  • Exchange Traded Equities7%
  • US Government Bonds1%
  • Investment Grade Corp Bonds1%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 14

  • RYAN BOUDREAU

    Chief Executive OfficerCRD 4426384

  • LAURA BORNHEIMER

    Vice President, Chief Compliance OfficerCRD 1769643

  • DAVID TRELA

    Chief Operating OfficerCRD 1668335

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Contacts

3 of 689

  • ANN DETLEFS

    Retirement PlannerCRD 3273695

  • RICHARD CONNER

    ‎Retirement SpecialistCRD 8158143

  • MICHAEL DILELLA

    Registered RepresentativeCRD 1061562

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 309

Active vs passive

$358M in ETFs

Passive

67%

$238M

Active

27%

$120M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$13.2M20,2423.69%
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Location

Primary office

PALM BEACH GARDENS, FL

PALM BEACH

Location

PALM BEACH GARDENS, FL

Headquartered in PALM BEACH GARDENS, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
PALM BEACH
Address
11440 N Jog Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

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