GURNEE GROUP, LLC

RIASEC Registered
Total AUM
$21.7M
Discretionary
$21.7M
100% of AUM
Avg account
$2M
Accounts
11
Employees
4
Advisory reps
1

Firm details

Headquarters
TOLEDO, Ohio
CRD number
330771
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles62.85%
  • HNWI31.2%
  • Individuals5.95%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Gurnee Group, LLC operates as a privately held investment manager structured as a limited liability company and is classified as a hedge fund adviser. The firm provides portfolio management for both individual and small business clients as well as pooled investment vehicles, and it charges a combination of an asset-based fee and performance-based fees. Investment activity centers on public equities as the primary allocation preference, supplemented by allocations to hedge funds and real estate strategies. The adviser does not identify as an active ESG investor and is focused on a compact client base rather than broad multi-state retail distribution.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 88%, Public Funds/Mutual Funds 10%, Cash & Cash Equivalents 2%88%
  • Exchange Traded Equities88%
  • Public Funds/Mutual Funds10%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • James Gurnee

    Chief Compliance OfficerCRD 6349373

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

TOLEDO, OH

LUCAS

Location

TOLEDO, OH

Headquartered in TOLEDO, OH, anchoring the Toledo-Findlay-Tiffin, OH metro in the Midwest.

Metro area
Toledo-Findlay-Tiffin, OH
Region
Midwest
County
LUCAS
Address
1 S Erie St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth