ALAN B. LANCZ & ASSOCIATES, INC.

RIASEC RegisteredEst. 1985

Total AUM

$175M

Discretionary

$175M

100% of AUM

Avg account

$1.6M

Accounts

110

Employees

Advisory reps

Firm details

Headquarters: TOLEDO, Ohio
CRD number: 105363
Registered since: June 11, 1985
Website: ablonline.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI81.7%
Individuals8.87%
Pooled Investment Vehicles2.67%
Charitable Organizations2.48%
Pension & Profit Sharing Plans2.37%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Alan B. Lancz & Associates, Inc. is an independent, SEC-registered advisory corporation that has been operating since 1985. The firm is individually owned and serves both individual/family and institutional clients. Its fee schedule is multi-faceted, combining percentage-of-AUM fees with hourly and fixed-fee arrangements and other billing forms. The firm does not identify as an active ESG investor and is not described as a multi-state adviser. Advisory services span financial planning and discretionary portfolio management across several client types: individuals and small businesses, pooled investment vehicles, businesses or institutions, and pension consulting services. The firm also appears as a sponsor of limited partnerships (excluding pooled investment vehicles), indicating involvement in structuring or sponsoring private investment vehicles rather than acting primarily as a capital allocator.