Guideway Financial, LLC
Firm details
- Headquarters
- ,
- CRD number
- 168317
- Website
- guidewayfinancial.com
- Custodians
- TRADE-PMR INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI91.95%
- Individuals5.57%
- Pension & Profit Sharing Plans2.47%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Guideway Financial, LLC is an independent, Texas-registered wealth advisory firm organized as an LLC and owned by an individual. The firm works primarily with individuals and families, offering portfolio management and financial planning alongside other advisory services. Its service mix includes fee models tied to a percentage of assets under management plus hourly and fixed-fee engagements. Guideway also conducts insurance brokerage and other financial product sales, and produces written material and educational programming such as newsletters and seminars.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds61%
- Exchange Traded Equities37%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1
James Lear
Chief Investment ManagerCRD 6259405
Contacts
1 of 1
Sharon Lear
Financial CoachCRD 6223622
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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