GUIDANCE WEALTH ADVISORS LLC

RIASEC Registered
Total AUM
$59.1M
Discretionary
$59.1M
100% of AUM
Avg account
$193K
Accounts
307
Employees
4
Advisory reps
2

Firm details

Headquarters
LEBANON, New Jersey
CRD number
321248
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals55.56%
  • HNWI44.44%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Guidance Wealth Advisors LLC is an independent, limited-liability registered investment adviser that serves individual and family clients. The firm provides financial planning and portfolio management for individuals, small businesses and institutional/business clients, and it also performs selection of other advisers when needed. Its fees are a mix of percentage-of-assets and fixed-fee arrangements. FINTRX flags the firm as a capital allocator rather than a purely discretionary stock-picker, and it reports an affiliation with an insurance company. Guidance Wealth Advisors does not identify as an active ESG investor and is not listed as a multistate or newly formed adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 51%, Public Funds/Mutual Funds 33%, Exchange Traded Equities 6%, Cash & Cash Equivalents 6%, Derivatives 4%51%
  • Private Funds51%
  • Public Funds/Mutual Funds33%
  • Exchange Traded Equities6%
  • Cash & Cash Equivalents6%
  • Derivatives4%

Owners & executives

1 of 1
  • NICK GUIDA

    Founder & CEOCRD 6382447

Contacts

1 of 1
  • Samantha Baghal

    Client Service AssistantCRD 8190040

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

LEBANON, NJ

HUNTERDON

Location

LEBANON, NJ

Headquartered in LEBANON, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
HUNTERDON
Address
1225 State Route 31
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth