GUGGENHEIM SECURITIES, LLC

Overview

Guggenheim Securities, LLC is organized as a limited liability company and is classified in the FINTRX snapshot as an investment bank. The firm has been registered with the SEC since 1997. The ownership is listed as a domestic entity and individual, and the profile does not identify the business as a capital allocator. The FINTRX data flags the firm as not being an active ESG investor and not operating as a multi‑state adviser. It also indicates the firm is not a pension consultant, not newly formed, and not flagged as a related adviser. FINTRX does not provide description of the firm’s specific advisory, underwriting, or capital‑markets activities in this snapshot.

Assets & Accounts

Location & Offices