Guardian Partners Inc.

RIASEC Registered
Total AUM
$3.3B
Discretionary
$3.3B
100% of AUM
Avg account
$1.1M
Accounts
3,089
Employees
76
Advisory reps
13

Firm details

Headquarters
Toronto Ontario,
CRD number
324189
Registered since
November 21, 2024
Custodians
INDEPENDENT BANK, CIBC WORLD MARKETS CORP.
Fee structure
Percentage of AUM
Client types
  • HNWI40.76%
  • Corporations / Businesses26.36%
  • Individuals21.33%
  • Pooled Investment Vehicles9.51%
  • Charitable Organizations0.82%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Guardian Partners Inc. is an independent registered investment adviser that began SEC registration in 2024 and operates as a corporation with mixed ownership that includes a foreign entity and an individual. The firm describes itself as a capital allocator serving both individual/family and institutional clients and charges fees based on a percentage of assets under management. Its advisory mandate spans discretionary portfolio management for individuals, pooled investment vehicles, businesses and institutions, and the selection of third‑party advisers. Guardian Partners does not identify as an active ESG investor and appears to operate from a single‑state footprint.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Private Funds 32%, Investment Grade Corp Bonds 10%, Cash & Cash Equivalents 7%, Public Funds/Mutual Funds 1%50%
  • Exchange Traded Equities50%
  • Private Funds32%
  • Investment Grade Corp Bonds10%
  • Cash & Cash Equivalents7%
  • Public Funds/Mutual Funds1%

Owners & executives

3 of 3
  • Donald Yi

    Donald Yi

    Chief Financial OfficerCRD 6473842

  • Margo Forster Pazienza

    Margo Forster Pazienza

    Chief Compliance OfficerCRD 7686648

  • Francis Mercuri

    Francis Mercuri

    Chief Financial OfficerCRD 7791965

Contacts

3 of 10
  • Thierry Di Nallo

    Thierry Di Nallo

    Vice President and Portfolio ManagerCRD 6971724

  • Mark Bodnar

    Mark Bodnar

    Client Portfolio ManagerCRD 7073422

  • Christie Rose

    Christie Rose

    Vice President and Portfolio ManagerCRD 6147420

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 95

Active vs passive

$77.4M in ETFs

Passive

98%

$76.1M

Active

1%

$1.3M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$19.7M28,61225.40%
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Location

Primary office

Toronto Ontario, null

Location

Toronto Ontario, null

Headquartered in Toronto Ontario, null.

Address
Commerce Ct W 199 Bay St
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth