GUARDIAN PARTNERS INC.

RIASEC RegisteredEst. 2024
Total AUM
$3.3B
Discretionary
$3.3B
100% of AUM
Avg account
$1.1M
Accounts
3,089
Employees
76
Advisory reps
13

Firm details

Headquarters
TORONTO ONTARIO,
CRD number
324189
Registered since
November 21, 2024
Custodians
INDEPENDENT BANK, CIBC WORLD MARKETS CORP.
Fee structure
Percentage of AUM
Client types
  • HNWI40.76%
  • Corporations / Businesses26.36%
  • Individuals21.33%
  • Pooled Investment Vehicles9.51%
  • Charitable Organizations0.82%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Guardian Partners Inc. is an independent, corporation-structured registered investment adviser that positions itself as a capital allocator for both individuals/families and institutional clients. The firm is SEC-registered as of 2024 and charges fees based on a percentage of assets under management. Its advisory activities include discretionary portfolio management for individuals and small businesses, management of pooled investment vehicles, institutional portfolio management, and the selection of other advisers. Guardian Partners also maintains affiliated industry roles such as broker-dealer relationships, banking or trust affiliations, insurance company ties, and functions as a sponsor or GP of pooled vehicles. The firm is not identified as an active ESG investor and does not present itself as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Private Funds 32%, Investment Grade Corp Bonds 10%, Cash & Cash Equivalents 7%, Public Funds/Mutual Funds 1%50%
  • Exchange Traded Equities50%
  • Private Funds32%
  • Investment Grade Corp Bonds10%
  • Cash & Cash Equivalents7%
  • Public Funds/Mutual Funds1%

Owners & executives

3 of 3
  • DONALD YI

    Chief Financial OfficerCRD 6473842

  • FRANCIS MERCURI

    Chief Financial OfficerCRD 7791965

  • MARGO FORSTER PAZIENZA

    Chief Compliance OfficerCRD 7686648

Contacts

3 of 10
  • ANDREW CHRISTODOULOU

    Managing DirectorCRD 6049704

  • MATTHEW TURNER

    Managing Director, General CounselCRD 5551034

  • ANTHONY MESSINA

    Managing Director & Head of Private Wealth ManagementCRD 6777506

Unlock 7 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 30

Active vs passive

$97.6M in ETFs

Passive

99%

$96.8M

Active

1%

$781K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MSCI ACWI ETF (ACWI)BlackRockPassiveGlobal Large Stock Blend$22.9M165,37023.45%

Location

Primary office

TORONTO ONTARIO, null

Location

TORONTO ONTARIO, null

Headquartered in TORONTO ONTARIO, null.

Address
Commerce Ct W 199 Bay St
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth