Griggs Capital LLC

RIASEC Registered
Total AUM
$2.7M
Discretionary
$2.7M
100% of AUM
Avg account
$676K
Accounts
4
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
168137
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Performance Based Fees
Client types
  • Individuals56.05%
  • HNWI43.95%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Griggs Capital LLC is a small, owner-operated investment adviser organized as a limited liability company that focuses on discretionary portfolio management for individuals and small businesses. The firm charges performance-based fees and runs portfolios with a clear tilt toward public equities. Its filings classify it as an unclassified adviser, it is not a multi-state or ESG-focused manager, and it does not identify as a capital allocator or pension consultant. Investment activity centers on liquid, exchange-traded instruments implemented within separately managed accounts.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, US Government Bonds 38%, Cash & Cash Equivalents 1%62%
  • Exchange Traded Equities62%
  • US Government Bonds38%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Daniel Griggs

    OwnerCRD 6225812

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth