GRIFFINEST ASIA ASSET MANAGEMENT, LLC

RIASEC Registered
Total AUM
$11.6M
Discretionary
$11.6M
100% of AUM
Avg account
$1.1M
Accounts
11
Employees
6
Advisory reps
7

Firm details

Headquarters
PASADENA, California
CRD number
306355
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Griffinest Asia Asset Management, LLC is a small, privately owned advisory firm that focuses on portfolio management for individuals, families and small businesses, with an underwriting relationship through a broker-dealer. The firm shows a clear preference for public equities — particularly exchange-traded instruments — as the primary building block of client portfolios, while supplementing equity exposure with allocations to third‑party alternative fund managers. Fee arrangements are flexible and include percentage-of-AUM, fixed fees and performance-based components, which suggests the firm can tailor pricing to different account types and strategies. Griffinest Asia is not positioned as an ESG-focused manager.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, Cash & Cash Equivalents 30%70%
  • Exchange Traded Equities70%
  • Cash & Cash Equivalents30%

Owners & executives

2 of 2
  • CHUNG PING LI

    Chief Compliance OfficerCRD 4575230

  • VICTOR LIN

    Chief ExecutiveCRD 4351482

Contacts

3 of 5
  • XINYI WANG

    Research PrincipalCRD 6268504

  • WAN-LIN LIAO

    Investment Advisor RepresentativeCRD 6008382

  • JAMES HSU

    ChairmanCRD 1704692

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PASADENA, CA

LOS ANGELES

Location

PASADENA, CA

Headquartered in PASADENA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
301 N Lake Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth