GRIFFINEST ASIA ASSET MANAGEMENT, LLC
Firm details
- Headquarters
- PASADENA, California
- CRD number
- 306355
- Website
- griffinasia.com
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI100%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Griffinest Asia Asset Management, LLC is a small, privately owned advisory firm that focuses on portfolio management for individuals, families and small businesses, with an underwriting relationship through a broker-dealer. The firm shows a clear preference for public equities — particularly exchange-traded instruments — as the primary building block of client portfolios, while supplementing equity exposure with allocations to third‑party alternative fund managers. Fee arrangements are flexible and include percentage-of-AUM, fixed fees and performance-based components, which suggests the firm can tailor pricing to different account types and strategies. Griffinest Asia is not positioned as an ESG-focused manager.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities70%
- Cash & Cash Equivalents30%
Owners & executives
2 of 2CHUNG PING LI
Chief Compliance OfficerCRD 4575230
VICTOR LIN
Chief ExecutiveCRD 4351482
Contacts
3 of 5XINYI WANG
Research PrincipalCRD 6268504
WAN-LIN LIAO
Investment Advisor RepresentativeCRD 6008382
JAMES HSU
ChairmanCRD 1704692
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
PASADENA, CA
LOS ANGELES
Location
PASADENA, CA
Headquartered in PASADENA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- 301 N Lake Ave
- Time zone
- PT (UTC-8)
- Office locations
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