OAKGROWTH WEALTH MANAGEMENT LLC

RIASEC Registered
Total AUM
$18.3M
Discretionary
$0
0% of AUM
Avg account
$345K
Accounts
53
Employees
1
Advisory reps
1

Firm details

Headquarters
PASADENA, California
CRD number
311604
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals47.21%
  • HNWI37.56%
  • Pooled Investment Vehicles15.23%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Oakgrowth Wealth Management LLC is an independent registered investment adviser organized as an LLC and owned by an individual principal. The firm serves both individual and family clients as well as institutional relationships, and provides financial planning and portfolio management for individuals and small businesses. Compensation is through a combination of asset-based fees and fixed fees. Oakgrowth does not identify as an active ESG investor and is not classified as a capital allocator.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 50%, Exchange Traded Equities 40%, Cash & Cash Equivalents 10%50%
  • Public Funds/Mutual Funds50%
  • Exchange Traded Equities40%
  • Cash & Cash Equivalents10%

Owners & executives

1 of 1
  • DAVID HINDI

    Founder and CEOCRD 2958810

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

PASADENA, CA

LOS ANGELES

Location

PASADENA, CA

Headquartered in PASADENA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
301 N Lake Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth