GREYBOX INVESTMENTS

RIASEC RegisteredEst. 2020
Total AUM
$177M
Discretionary
$177M
100% of AUM
Avg account
$833K
Accounts
212
Employees
3
Advisory reps
3

Firm details

Headquarters
Birmingham, Alabama
CRD number
174077
Registered since
May 4, 2020
Custodians
CHARLES SCHWAB & CO., INC., SYNOVUS SECURITIES, INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI69.77%
  • Charitable Organizations14.72%
  • Individuals9.06%
  • Corporations / Businesses6.45%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Greybox Investments is a privately held LLC that registered with the SEC in 2020 and is owned by an individual. The firm advises both individual/family clients and institutional clients, providing portfolio management services tailored to individuals, small businesses and larger business or institutional accounts. Its fee model combines a percentage of assets under management with hourly billing. Greybox does not identify as an active ESG investor, is not a multi-state adviser, and does not position itself as a capital allocator or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 74%, Public Funds/Mutual Funds 23%, Cash & Cash Equivalents 2%, US Government Bonds 1%74%
  • Exchange Traded Equities74%
  • Public Funds/Mutual Funds23%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Owners & executives

1 of 1
  • DONIE CARLSON

    Chief Compliance OfficerCRD 2375714

Contacts

2 of 2
  • KENNETH CARLSON

    Senior Portfolio ManagerCRD 1719690

  • Len Rittberg

    Investment Adviser RepresentativeCRD 5035665

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 34

Active vs passive

$45.6M in ETFs

Passive

100%

$45.3M

Active

1%

$228K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE US AGGREGATE BOND ETF (AGG)BlackRockPassiveIntermediate Core Bond$6.5M65,12314.19%

Location

Primary office

Birmingham, AL

JEFFERSON

Location

Birmingham, AL

Headquartered in Birmingham, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.

Metro area
Birmingham-Hoover-Talladega, AL
Region
South
County
JEFFERSON
Address
2301 Morris Ave
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth