Great Plains Financial Services, LLP

Broker-DealerFINRA MemberEst. 1997
Total AUM
—
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Fargo, North Dakota
CRD number
42141
Registered since
April 9, 1997

Firm profile

FINTRX

Overview

Great Plains Financial Services, LLP is an SEC-registered advisory firm that first registered in 1997. The firm is organized under a nonstandard legal form (listed as "other types of legal formation") and is owned by an individual. Public disclosures classify the firm as unclassified and provide limited detail on its advisory scope or client focus. Regulatory and firm-level flags in the snapshot indicate that Great Plains Financial Services does not identify as a multi-state adviser, is not a pension consultant, and is not listed as a related adviser to another firm. The firm also does not self-identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Jeffrey Wallgren

    Owner, Registered RepresentativeCRD 5998714

  • Richard Engen

    Managing MemberCRD 2528314

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Fargo, ND

Cass

Location

Fargo, ND

Headquartered in Fargo, ND, anchoring the Fargo-Wahpeton, ND-MN metro in the Midwest.

Metro area
Fargo-Wahpeton, ND-MN
Region
Midwest
County
Cass
Address
6048 31st St S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth