Great Plains Financial Services, LLP

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Fargo, North Dakota
CRD number
42141
Registered since
April 9, 1997

Firm profile

FINTRX

Overview

Great Plains Financial Services, LLP is an SEC-registered advisory entity that first registered in 1997. The firm is organized in an “other” legal form and is individually owned. FINTRX classifies the firm as unclassified and records that it is not a capital allocator, not an active ESG investor, not a multistate adviser, not a newly formed adviser, not a pension consultant, and does not report a related-adviser relationship. The firm did not supply public detail in this dataset about its client segments, fee schedule, specific advisory or business activities, or investment strategy. Those omissions mean available public information is limited and further due diligence will be necessary to understand client focus, services offered, and how the firm sources or manages investments.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Jeffrey Wallgren

    Owner, Registered RepresentativeCRD 5998714

  • Richard Engen

    Managing MemberCRD 2528314

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Fargo, ND

Cass

Location

Fargo, ND

Headquartered in Fargo, ND, anchoring the Fargo-Wahpeton, ND-MN metro in the Midwest.

Metro area
Fargo-Wahpeton, ND-MN
Region
Midwest
County
Cass
Address
6048 31st St S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth