Great Plains Financial Services, LLP

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Fargo, North Dakota
CRD number
42141
Registered since
April 9, 1997

Firm profile

FINTRX

Overview

Great Plains Financial Services, LLP is an adviser entity that has been SEC-registered since 1997 and operates under an atypical legal formation rather than a standard corporate or partnership template. The firm is owner-operated, with control listed as an individual owner, and the public snapshot provides only limited detail about its business model and client focus. Available records do not categorize the firm into a defined advisory classification and do not describe its advisory activities, fee model, or target client segments. That limited disclosure suggests either a very small-scale, privately-run practice or simply minimal public reporting to the data provider; there is no indication in the record of institutional mandates, pension consulting, or multi-state advisory operations.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Jeffrey Wallgren

    Owner, Registered RepresentativeCRD 5998714

  • Richard Engen

    Managing MemberCRD 2528314

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Fargo, ND

Cass

Location

Fargo, ND

Headquartered in Fargo, ND, anchoring the Fargo-Wahpeton, ND-MN metro in the Midwest.

Metro area
Fargo-Wahpeton, ND-MN
Region
Midwest
County
Cass
Address
6048 31st St S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth