FNC Securities, LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Grand Forks, North Dakota
CRD number
165646
Registered since
July 12, 2013

Firm profile

FINTRX

Overview

FNC Securities, LLC is organized as a limited liability company and is SEC-registered (initially registered in 2013). FINTRX classifies the firm as "Unclassified." Ownership is identified as a combination of a domestic entity and an individual. The firm does not report itself as a capital allocator, is not identified as an active ESG investor, and is not designated a multi-state adviser. It is also not listed as a newly formed adviser, pension consultant, or related adviser in the available snapshot. Publicly available items in the snapshot are sparse: there is no breakdown of client segments, fee schedules, business lines, or advisory activities provided in the source. That limited disclosure constrains a detailed read on target clients, investment mandates, or how the firm positions its advisory services relative to peers.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • David Caruso

    David Caruso

    CEOCRD 1261444

Contacts

3 of 6
  • Neill Janik

    Neill Janik

    Relationship ExecutiveCRD 8018410

  • Paul John Schadegg

    CRD 8238363

  • Thomas Kelley

    Managing MemberCRD 8075631

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Grand Forks, ND

Grand Forks

Location

Grand Forks, ND

Headquartered in Grand Forks, ND, in the Midwest of the United States.

Region
Midwest
County
Grand Forks
Address
4050 Gardenview Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth