FNC Securities, LLC
Firm details
- Headquarters
- Grand Forks, North Dakota
- CRD number
- 165646
- Registered since
- July 12, 2013
- Website
- www.fncagstock.com
Firm profile
FINTRXOverview
FNC Securities, LLC is organized as a limited liability company and is registered with the SEC since 2013. Publicly available metadata identifies ownership as a mix of a domestic entity and an individual, but the firm’s self-disclosed business and advisory activities are not detailed in the record provided. The profile marks the firm as unclassified and indicates it does not act as a capital allocator, is not an active ESG investor, and is not designated as a multi-state adviser or pension consultant. The absence of standard advisory descriptors and the limited disclosure of services suggest the firm either operates outside a traditional RIA asset-management role or has not reported the typical operational metrics that FINTRX captures for investment managers. There are no entries describing client segments, fee structures, or specific business lines in the source data.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
David Caruso
CEOCRD 1261444
Contacts
3 of 6
Neill Janik
Relationship ExecutiveCRD 8018410
Paul John Schadegg
PresidentCRD 8238363
Thomas Kelley
Managing MemberCRD 8075631
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Grand Forks, ND
Grand Forks
Location
Grand Forks, ND
Headquartered in Grand Forks, ND, in the Midwest of the United States.
- Region
- Midwest
- County
- Grand Forks
- Address
- 4050 Gardenview Dr
- Time zone
- CT (UTC-6)
- Office locations
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