FNC Securities, LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Grand Forks, North Dakota
CRD number
165646
Registered since
July 12, 2013

Firm profile

FINTRX

Overview

FNC Securities, LLC is organized as a limited liability company and appears in FINTRX as an SEC-registered entity since 2013. The firm is listed as owned by a domestic entity and an individual and is classified as unclassified in FINTRX’s taxonomy. The profile contains almost no detail about products, fee schedules, or the types of advisory activities it performs: fields for client base, business activities and advisory offerings are blank in the source file. FINTRX flags several booleans that narrow what the firm does not claim: it is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not a newly formed adviser, is not a pension consultant and is not listed as a related adviser. Those attributes suggest either a narrow or nontraditional regulatory/advisory footprint, or simply limited disclosure to the data provider.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • David Caruso

    David Caruso

    CEOCRD 1261444

Contacts

3 of 6
  • Nicholas Watson

    Nicholas Watson

    SpecialistCRD 5683648

  • Virginia Lindberg

    AssistantCRD 7630134

  • Neill Janik

    Neill Janik

    Relationship ExecutiveCRD 8018410

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Grand Forks, ND

Grand Forks

Location

Grand Forks, ND

Headquartered in Grand Forks, ND, in the Midwest of the United States.

Region
Midwest
County
Grand Forks
Address
4050 Gardenview Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth