Grand Alliance Asset Management Ltd.

RIASEC RegisteredEst. 2021
Total AUM
$1.8B
Discretionary
$1.8B
100% of AUM
Avg account
$258M
Accounts
7
Employees
44
Advisory reps
4

Firm details

Headquarters
Hong Kong,
CRD number
307801
Registered since
July 12, 2021
Custodians
THE BANK OF NEW YORK MELLON, STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles78.34%
  • Corporations / Businesses21.66%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Grand Alliance Asset Management Ltd. is a corporate-structured investment manager registered with the SEC in 2021 and classified operationally as a hedge fund. The firm serves an institutional client base and provides portfolio management for pooled investment vehicles as well as for businesses and institutions. Its fees combine a percentage of assets under management with performance-based compensation. Ownership is listed as a mix of a foreign entity and an individual. The firm reports being an active ESG investor and is not positioned primarily as a third-party capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 97%, Cash & Cash Equivalents 3%97%
  • Exchange Traded Equities97%
  • Cash & Cash Equivalents3%

Owners & executives

3 of 3
  • Yuxiu Lin

    Chief Compliance OfficerCRD 7232025

  • Hoi Chi Lo

    Chief Financial OfficerCRD 6846799

  • Wai Yin Denise Mok

    Chief Risk OfficerCRD 6846798

Contacts

1 of 1
  • Francis Ho Yuen Tong

    DirectorCRD 7795163

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Hong Kong, null

Location

Hong Kong, null

Headquartered in Hong Kong, null.

Address
Suite 801 8th Floor The Hong Kong Clb Building
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth