GOLDMAN SACHS ASSET MANAGEMENT CO., LTD.

RIASEC RegisteredEst. 2016
Total AUM
$71.8B
Discretionary
$71.8B
100% of AUM
Avg account
$237M
Accounts
303
Employees
163
Advisory reps
4

Firm details

Headquarters
minatoku tokyo,
CRD number
283221
Registered since
April 21, 2016
Custodians
CUSTODY BANK OF JAPAN, LTD., MITSUBISHI UFJ FINANCIAL GROUP, INC., STATE STREET BANK AND TRUST COMPANY, BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles69.62%
  • Insurance Companies13.92%
  • Pension & Profit Sharing Plans12.34%
  • State / Municipal Government3.73%
  • Corporations / Businesses0.33%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Goldman Sachs Asset Management Co, Ltd. is a corporate investment adviser and capital allocator that serves both individuals/families and institutional clients. The firm is registered with the SEC and operates a multi-fee practice that includes percentage-of-AUM, fixed fees, performance fees and other arrangements. Service offerings emphasize discretionary portfolio management across retail-sized clients, pooled investment vehicles, and institutional/business mandates; the firm also provides pension consulting, selects and supervises external managers, and runs educational programs for clients and intermediaries. Goldman Sachs Asset Management Co, Ltd. reports active ESG investing practices as part of its approach. The firm holds multiple industry registrations and roles that extend beyond pure advisory work. Its affiliations cover broker‑dealer activity, municipal advisory, registered security‑based swap dealing, commodity/managed‑futures roles, banking/thrift and trust functions, insurance relationships, and sponsorship or management of pooled investment vehicles, indicating an integrated operating model that combines product distribution, custody relationships and manager-sponsor responsibilities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Sovereign Bonds 29%, Exchange Traded Equities 18%, Private Funds 15%, Other 15%, Investment Grade Corp Bonds 8%, Non-Investment Grade Corp Bonds 8%, US Government Bonds 4%, Cash & Cash Equivalents 2%29%
  • Sovereign Bonds29%
  • Exchange Traded Equities18%
  • Private Funds15%
  • Other15%
  • Investment Grade Corp Bonds8%

Owners & executives

1 of 1
  • JUDITH SHANDLING

    Chief Compliance OfficerCRD 5775386

Contacts

3 of 3
  • Kenro Tsutsumi

    Director And PresidentCRD 7849147

  • GARETH BATER

    DirectorCRD 6621809

  • TAKASHI KUWANO

    Managing DirectorCRD 4229410

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

minatoku tokyo, null

Location

minatoku tokyo, null

Headquartered in minatoku tokyo, null.

Address
Toranomon Hls Sta Tower 61
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth