GM Securities, LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
14
Avg account
$0

Firm details

Headquarters
Milwaukee, Wisconsin
CRD number
154657
Registered since
March 16, 2011

Firm profile

FINTRX

Overview

GM Securities, LLC is organized as a limited liability company and is classified in filings as an investment bank. The firm first registered with the SEC in 2011. Ownership is characterized as a mix of a domestic entity and an individual rather than a publicly held parent. In FINTRX fields the firm is not identified as a capital allocator, is not flagged as an active ESG investor, and is not listed as a multi-state adviser or a pension consultant. Publicly listed business and advisory activities are not detailed in the available profile.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Bridget Spaulding

    Bridget Spaulding

    Chief Financial OfficerCRD 6392261

Contacts

3 of 13
  • Christopher Hayes

    Christopher Hayes

    AssociateCRD 6739515

  • Gabrielle Caranto

    Gabrielle Caranto

    AnalystCRD 7836951

  • Eric Sabelhaus

    Eric Sabelhaus

    DirectorCRD 6211096

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Milwaukee, WI

Milwaukee

Location

Milwaukee, WI

Headquartered in Milwaukee, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Milwaukee
Address
833 E Michigan St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth