GM Securities, LLC
Firm details
- Headquarters
- Milwaukee, Wisconsin
- CRD number
- 154657
- Registered since
- March 16, 2011
Firm profile
FINTRXOverview
GM Securities, LLC is a limited liability company registered with the SEC in 2011 and classified in the snapshot data as an investment bank. Ownership is described as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. The available profile does not position GM Securities, LLC as a multi-state adviser, pension consultant, or related adviser. The public snapshot contains limited detail on fee arrangements, client types, or specific business and advisory activities. The regulatory characterization and absence of reported advisory metrics are consistent with a firm focused on capital markets or broker-dealer activity rather than traditional discretionary asset management.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Bridget Spaulding
Chief Financial OfficerCRD 6392261
Contacts
3 of 13
Christopher Hayes
AssociateCRD 6739515

Gabrielle Caranto
AnalystCRD 7836951

Eric Sabelhaus
DirectorCRD 6211096
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Milwaukee, WI
Milwaukee
Location
Milwaukee, WI
Headquartered in Milwaukee, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- Milwaukee
- Address
- 833 E Michigan St
- Time zone
- CT (UTC-6)
- Office locations
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