GM Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
14
Avg account
$0

Firm details

Headquarters
Milwaukee, Wisconsin
CRD number
154657
Registered since
March 16, 2011

Firm profile

FINTRX

Overview

GM Securities, LLC is organized as a limited liability company and is classified in the FINTRX snapshot as an investment bank. Ownership is described as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and is not flagged as an active ESG investor or a multi-state adviser. It also is not listed as a pension consultant or a related adviser. FINTRX does not provide details on the firm’s advisory activities, fee schedule, or target client segments, and the firm did not supply information about its business activities or third-party affiliations in the provided record. That absence of disclosure makes it difficult to characterize the firm’s client-facing model or product emphasis beyond its organizational type and classification.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Bridget Spaulding

    Bridget Spaulding

    Chief Financial OfficerCRD 6392261

Contacts

3 of 13
  • John Beagle

    John Beagle

    Co-Founder and Managing DirectorCRD 2230709

  • Benjamin Scharff

    Benjamin Scharff

    Managing DirectorCRD 2738663

  • Andrew Hinz

    Andrew Hinz

    Managing DirectorCRD 4837399

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Milwaukee, WI

Milwaukee

Location

Milwaukee, WI

Headquartered in Milwaukee, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Milwaukee
Address
833 E Michigan St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth