GM Securities, LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
14
Avg account
$0

Firm details

Headquarters
Milwaukee, Wisconsin
CRD number
154657
Registered since
March 16, 2011

Firm profile

FINTRX

Overview

GM Securities, LLC is a limited liability company registered with the SEC in 2011 and classified in the snapshot data as an investment bank. Ownership is described as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. The available profile does not position GM Securities, LLC as a multi-state adviser, pension consultant, or related adviser. The public snapshot contains limited detail on fee arrangements, client types, or specific business and advisory activities. The regulatory characterization and absence of reported advisory metrics are consistent with a firm focused on capital markets or broker-dealer activity rather than traditional discretionary asset management.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Bridget Spaulding

    Bridget Spaulding

    Chief Financial OfficerCRD 6392261

Contacts

3 of 13
  • Christopher Hayes

    Christopher Hayes

    AssociateCRD 6739515

  • Gabrielle Caranto

    Gabrielle Caranto

    AnalystCRD 7836951

  • Eric Sabelhaus

    Eric Sabelhaus

    DirectorCRD 6211096

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Milwaukee, WI

Milwaukee

Location

Milwaukee, WI

Headquartered in Milwaukee, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Milwaukee
Address
833 E Michigan St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth