GM Securities, LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
—
Advisory reps
15
Avg account
$0

Firm details

Headquarters
Milwaukee, Wisconsin
CRD number
154657
Registered since
March 16, 2011

Firm profile

FINTRX

Overview

GM Securities, LLC is a limited liability company that is registered with the SEC and has been on the books since 2011. The firm is classified as an investment bank and is owned by a combination of a domestic entity and an individual. The available records indicate the organization does not operate as a capital allocator and it is not identified as a related adviser. The firm does not present itself as an active ESG investor, is not listed as a multi-state adviser, and is not designated as a pension consultant. Several operational fields—including disclosed client segments, fee schedules, and detailed business or advisory activities—are not provided in the source data.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Bridget Spaulding

    Bridget Spaulding

    Chief Financial OfficerCRD 6392261

Contacts

3 of 14
  • John Beagle

    John Beagle

    Co-Founder and Managing DirectorCRD 2230709

  • Benjamin Scharff

    Benjamin Scharff

    Managing DirectorCRD 2738663

  • Andrew Hinz

    Andrew Hinz

    Managing DirectorCRD 4837399

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Milwaukee, WI

Milwaukee

Location

Milwaukee, WI

Headquartered in Milwaukee, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Milwaukee
Address
833 E Michigan St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth