GLOBALT INVESTMENTS

RIASEC RegisteredEst. 2023
Total AUM
$3B
Discretionary
$3B
100% of AUM
Avg account
$930K
Accounts
3,248
Employees
18
Advisory reps
12

Firm details

Headquarters
Atlanta, Georgia
CRD number
328039
Registered since
November 6, 2023
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • HNWI51.55%
  • Individuals23.88%
  • Corporations / Businesses7.91%
  • State / Municipal Government7.6%
  • Charitable Organizations6.36%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Globalt Investments is an LLC that registered with the SEC in 2023 and is owned by an individual. The firm provides discretionary portfolio management to both high-net-worth individuals/families and institutional clients, offering fee arrangements that include a percentage of AUM, fixed fees and other structures. Globalt reports active ESG integration in its investment approach and focuses advisory activity on portfolio management for individuals/small businesses as well as for businesses and institutions. It is not structured as a multi-state adviser and does not identify as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 91%, Cash & Cash Equivalents 6%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%91%
  • Exchange Traded Equities91%
  • Cash & Cash Equivalents6%
  • US Government Bonds1%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 4

  • WILLIAM ROACH

    CEO & PresidentCRD 1422946

  • ANNETTE MARSHALL

    Chief Compliance OfficerCRD 1989429

  • DRAKE CRAIG

    Chief Operating OfficerCRD 1984014

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Contacts

3 of 8

  • CHERYL LAVETTE

    Vice PresidentCRD 3070849

  • THOMAS MARTIN

    Senior Portfolio ManagerCRD 1147384

  • KIMBERLY WOODY

    Vice President, Senior Portfolio ManagerCRD 6185447

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 76

Active vs passive

$3B in ETFs

Passive

93%

$2.8B

Active

0%

$204M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL 1000 GROWTH ETF (IWF)BlackRockPassiveLarge Growth$401M940,58213.15%
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Location

Primary office

Atlanta, GA

FULTON

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
FULTON
Address
3200 Windy Hill Rd SE
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth