ADVOCACY WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2013
Total AUM
$3.2B
Discretionary
$3.1B
97% of AUM
Avg account
$1.5M
Accounts
2,234
Employees
36
Advisory reps
33

Firm details

Headquarters
Atlanta, Georgia
CRD number
141943
Registered since
March 1, 2013
Custodians
RELIANCE TRUST COMPANY, NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI69.49%
  • Individuals15.17%
  • Charitable Organizations10.82%
  • Corporations / Businesses4.4%
  • Pension & Profit Sharing Plans0.11%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Advocacy Wealth Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2013. The firm serves both individuals/families and institutional clients, charging fees based on a percentage of assets under management. It operates as a capital allocator and provides a range of advisory services including financial planning, portfolio management for individuals, small businesses and institutions, and the selection of outside managers. The firm also conducts insurance brokerage activities and maintains industry relationships with trust companies, accountants, and insurance firms. Advocacy is a multi-state adviser and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 69%, Exchange Traded Equities 15%, Cash & Cash Equivalents 11%, US Government Bonds 4%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%69%
  • Public Funds/Mutual Funds69%
  • Exchange Traded Equities15%
  • Cash & Cash Equivalents11%
  • US Government Bonds4%
  • State & Local Bonds1%

Owners & executives

3 of 4
  • THOMAS JOHNSON

    CEO, Chief Compliance OfficerCRD 811554

  • CHARLES MARKWALTER

    CEOCRD 4548571

  • REBECCA KEISTER

    Chief Compliance OfficerCRD 336791

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Contacts

3 of 29
  • Nicolas Dykstra

    Client AssociateCRD 7835049

  • Jordan Hillyer

    PlannerCRD 6795598

  • Marcy Hanson

    Senior Settlement PlannerCRD 6238683

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

ETF holdings

1 of 81

Active vs passive

$2.6B in ETFs

Passive

46%

$1.2B

Active

24%

$1.4B

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$305M3,982,74011.88%

Location

Primary office

Atlanta, GA

FULTON

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
FULTON
Address
3455 Peachtree Rd NE
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth