Global Wealth Management, LLC

RIASEC Registered

Total AUM

$246M

Discretionary

$219M

89% of AUM

Avg account

$1.2M

Accounts

204

Employees

3

Advisory reps

4

Firm details

Headquarters: Kingston, New Jersey
CRD number: 153677
Registered since: April 23, 2010
Website: www.globalwealthllc.com
Custodians: CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure: Percentage of AUM
Client types: HNWI65.2%
Pension & Profit Sharing Plans11.12%
Individuals8.2%
Charitable Organizations6.72%
Insurance Companies5.62%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Global Wealth Management, LLC is an independent registered investment adviser organized as an LLC that has been SEC-registered since 2010. The firm serves both individual and family clients and institutional accounts, charging fees as a percentage of assets under management. Its stated advisory capabilities include financial planning, portfolio management for individuals and small businesses, and pension consulting services. The firm reports it does not pursue ESG investing as a primary strategy.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds83%
US Government Bonds9%
Exchange Traded Equities4%
Cash & Cash Equivalents3%
State & Local Bonds1%

Owners & executives

2 of 2

Sripat Pandey
Chief Compliance OfficerCRD 4250947
Ram Kolluri
President and Chief Compliance OfficerCRD 707814

Contacts

2 of 2

Edward Graham
Portfolio ManagerCRD 2473720
Ronica Sethi
OwnerCRD 7380657

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 37

Active vs passive

$182M in ETFs

Passive

70%

$127M

Active

24%

$54.9M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SCHWAB US BROAD MARKET ETF (SCHB)	Schwab	Passive	Large Blend	$22.2M	757,358	12.21%

Unlock additional holdings →

Primary office

Kingston, NJ

Somerset

Location

Kingston, NJ

Headquartered in Kingston, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: Somerset
Address: 4420 Route 27
Time zone: ET (UTC-5)
Office locations

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