GLOBAL WEALTH MANAGEMENT, LLC
Firm details
- Headquarters
- KINGSTON, New Jersey
- CRD number
- 153677
- Registered since
- April 23, 2010
- Website
- www.globalwealthllc.com
- Custodians
- CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI65.2%
- Pension & Profit Sharing Plans11.12%
- Individuals8.2%
- Charitable Organizations6.72%
- Insurance Companies5.62%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Global Wealth Management, LLC is an independent registered investment adviser organized as an LLC and operating under a percentage-of-AUM fee model. The firm serves both individual and family clients alongside institutional relationships, and its advisory mandate centers on financial planning, portfolio management for individuals and small businesses, and pension consulting services. It is not structured as a capital allocator; public funds and mutual funds appear to be central to how it implements client portfolios.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds83%
- US Government Bonds9%
- Exchange Traded Equities4%
- Cash & Cash Equivalents3%
- State & Local Bonds1%
Owners & executives
2 of 2SRIPAT PANDEY
Chief Compliance OfficerCRD 4250947
RAM KOLLURI
President and Chief Compliance OfficerCRD 707814
Contacts
2 of 2EDWARD GRAHAM
Portfolio ManagerCRD 2473720
Ronica Sethi
OwnerCRD 7380657
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 36Active vs passive
$183M in ETFs
67%
$123M
27%
$60.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF (JMST) | JP Morgan | Active | Muni National Short | $26.6M | 522,708 | 14.54% |
Location
KINGSTON, NJ
SOMERSET
Location
KINGSTON, NJ
Headquartered in KINGSTON, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- SOMERSET
- Address
- 4420 Route 27
- Time zone
- ET (UTC-5)
- Office locations
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