Global Imc LLC
Firm details
- Headquarters
- Solana Beach, California
- CRD number
- 170870
- Registered since
- May 23, 2014
- Website
- eaminvestors.com
- Custodians
- THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
- Fee structure
- Percentage of AUM
- Client types
- Pooled Investment Vehicles63.02%
- Charitable Organizations19.86%
- Investment Companies17.11%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Global Imc LLC is an institutional registered investment adviser organized as a limited liability company and SEC-registered since 2014. The firm positions itself as a capital allocator for institutional clients and charges fees based on a percentage of assets under management. Its advisory mandate emphasizes portfolio management across vehicles: it manages investment companies and pooled investment vehicles, oversees portfolios for businesses and institutions, and performs selection-of-other-advisers duties. The firm does not identify as an active ESG investor and its filings indicate it is not a multi-state adviser. Beyond advisory roles, Global Imc LLC maintains multiple industry affiliations — including ties to broker-dealer activity, other registered investment advisers, commodity pool operator/commodity trading advisor roles, and sponsor/GP or managing-member responsibilities for pooled investment vehicles — which suggests it operates both delegated and internally sponsored investment programs.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities95%
- Cash & Cash Equivalents5%
Owners & executives
3 of 3Iris Kelly
Chief Compliance OfficerCRD 5444088

Derek Gaertner
Director, Chief Operating Officer, Chief Compliance OfficerCRD 5073232

Travis Prentice
Chief Investment Officer, Portfolio ManagerCRD 3106625
Contacts
2 of 2
Frank Hurst
PresidentCRD 3203693

Joshua Moss
Founder & Managing DirectorCRD 4217948
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Solana Beach, CA
San Diego
Location
Solana Beach, CA
Headquartered in Solana Beach, CA, in the West of the United States.
- Region
- West
- County
- San Diego
- Address
- 215 S Highway 101
- Time zone
- PT (UTC-8)
- Office locations
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