Global Imc LLC

RIASEC RegisteredEst. 2014
Total AUM
$790M
Discretionary
$790M
100% of AUM
Avg account
$87.8M
Accounts
9
Employees
22
Advisory reps
5

Firm details

Headquarters
Solana Beach, California
CRD number
170870
Registered since
May 23, 2014
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles63.02%
  • Charitable Organizations19.86%
  • Investment Companies17.11%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Global Imc LLC is an institutional registered investment adviser organized as a limited liability company and SEC-registered since 2014. The firm positions itself as a capital allocator for institutional clients and charges fees based on a percentage of assets under management. Its advisory mandate emphasizes portfolio management across vehicles: it manages investment companies and pooled investment vehicles, oversees portfolios for businesses and institutions, and performs selection-of-other-advisers duties. The firm does not identify as an active ESG investor and its filings indicate it is not a multi-state adviser. Beyond advisory roles, Global Imc LLC maintains multiple industry affiliations — including ties to broker-dealer activity, other registered investment advisers, commodity pool operator/commodity trading advisor roles, and sponsor/GP or managing-member responsibilities for pooled investment vehicles — which suggests it operates both delegated and internally sponsored investment programs.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 5%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents5%

Owners & executives

3 of 3
  • Iris Kelly

    Chief Compliance OfficerCRD 5444088

  • Derek Gaertner

    Derek Gaertner

    Director, Chief Operating Officer, Chief Compliance OfficerCRD 5073232

  • Travis Prentice

    Travis Prentice

    Chief Investment Officer, Portfolio ManagerCRD 3106625

Contacts

2 of 2
  • Frank Hurst

    Frank Hurst

    PresidentCRD 3203693

  • Joshua Moss

    Joshua Moss

    Founder & Managing DirectorCRD 4217948

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Solana Beach, CA

San Diego

Location

Solana Beach, CA

Headquartered in Solana Beach, CA, in the West of the United States.

Region
West
County
San Diego
Address
215 S Highway 101
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth