Global Digital Markets

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Newport Beach, California
CRD number
298720
Registered since
May 27, 2020

Firm profile

FINTRX

Overview

Global Digital Markets is organized as a limited liability company with a domestic/entity and individual ownership structure. Public filings classify the firm as "unclassified," and available metadata on its business model is sparse; there are no descriptive entries for advisory activities, fee schedules, or client segments in the dataset provided. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. It likewise is not recorded as a multistate adviser, a pension consultant, a related adviser, or a newly formed adviser in the snapshot data. Those attributes suggest a narrow operational footprint and a focus that is not positioned around institutional pension work, third‑party capital allocation, or explicit ESG strategies. The FINTRX snapshot also records one office location and does not list client or AUM figures, indicating limited public reporting on scale and client base. Given the minimal disclosure, further diligence—direct outreach or review of any regulatory filings the firm may have filed elsewhere—would be necessary to clarify services, target clients, and investment approach.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Sean Lawson

    Sean Lawson

    Chief Compliance OfficerCRD 2536371

Contacts

3 of 3
  • Scott Tarra

    Scott Tarra

    FinOpCRD 4593965

  • Eric Henkels

    Eric Henkels

    Managing PartnerCRD 2577397

  • Anthony Jones

    CRD 8258432

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Newport Beach, CA

Orange

Location

Newport Beach, CA

Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
120 Newport Center Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth