Giverny Capital Asset Management

RIASEC Registered
Total AUM
$599M
Discretionary
$599M
100% of AUM
Avg account
$1.7M
Accounts
346
Employees
3
Advisory reps
1

Firm details

Headquarters
New York, New York
CRD number
306473
Registered since
March 13, 2020
Custodians
CHARLES SCHWAB & CO., INC., AMERICAN TRUST INVESTMENT SERVICES, INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI84.65%
  • Individuals11.97%
  • Charitable Organizations2.36%
  • Corporations / Businesses1.03%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Giverny Capital Asset Management is an independent, limited liability registered investment adviser that began SEC registration in 2020. The firm serves both individual and family clients as well as institutional clients, charging fees based on a percentage of assets under management. Its advisory mandate centers on discretionary portfolio management for individuals, small businesses and for businesses or institutional entities. The firm is not an active ESG investor, does not operate as a capital allocator, and does not describe itself as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 93%, Cash & Cash Equivalents 7%93%
  • Exchange Traded Equities93%
  • Cash & Cash Equivalents7%

Contacts

1 of 1
  • David Poppe

    David Poppe

    Co-founder and PresidentCRD 1600359

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
600 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth