5clp Advisor

RIASEC RegisteredEst. 2024
Total AUM
$602M
Discretionary
$602M
100% of AUM
Avg account
$602M
Accounts
1
Employees
29
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
328959
Registered since
April 12, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Business Development Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

5clp Advisor is an institutional registered investment adviser organized as a limited liability company. The firm identifies its primary client base as institutional and provides portfolio management services to investment companies. It is structured as a domestic entity with individual ownership and registered with the SEC in 2024. The adviser does not describe itself as a multi-state adviser, a pension consultant, or an active ESG investor. Fee arrangements combine a percentage-of-assets model with performance-based fees, indicating compensation tied both to asset levels and investment results. The firm is not identified as a capital allocator and its industry affiliation is listed generally as an investment adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Jason Roos

    Chief Financial OfficerCRD 5387516

  • Paul Deitch

    Chief Operating OfficerCRD 7071675

  • Susan Terenzio

    Chief Compliance OfficerCRD 5653809

Contacts

3 of 3
  • Michael Koester

    Co-Founder & Co-Managing PartnerCRD 2613823

  • Thomas Connolly

    Thomas Connolly

    Managing DirectorCRD 2250826

  • Gregory Shalette

    General CounselCRD 7969403

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
330 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth