Gibbens Capital Management

RIASEC Registered
Total AUM
$15.6M
Discretionary
$15.6M
100% of AUM
Avg account
$1.3M
Accounts
12
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
336649
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • HNWI100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Gibbens Capital Management is a small independent registered investment adviser focused on discretionary portfolio management and financial planning for individual and family clients, including small-business owners. The firm’s stated orientation is equity-first: its portfolios emphasize exchange-traded equities as the primary vehicle for capturing market exposure. Advisory services are delivered under both percentage-of-AUM and fixed-fee arrangements, with the firm listing other fee structures as well. Gibbens Capital Management does not identify as an active ESG investor and is not positioned as a multi-state or pension consultant adviser. Portfolio management is directed toward individualized accounts rather than pooled funds or third-party capital allocation. The firm’s activity profile shows hands-on management of a small number of high-balance client relationships, with the manager using liquid, tradable instruments to implement strategies and meet planning objectives.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 96%, Public Funds/Mutual Funds 3%, Cash & Cash Equivalents 1%96%
  • Exchange Traded Equities96%
  • Public Funds/Mutual Funds3%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Marcus Gibbens

    Marcus Gibbens

    President and CIOCRD 6716481

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth