GFG Capital

RIASEC RegisteredEst. 2003

Total AUM

$1B

Discretionary

$905M

89% of AUM

Avg account

$1.4M

Accounts

707

Employees

Advisory reps

Firm details

Headquarters: Miami, Florida
CRD number: 128059
Registered since: August 22, 2003
Website: gfgcapital.com
Custodians: PERSHING LLC, CHARLES SCHWAB & CO., INC., UBS FINANCIAL SERVICES INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: Corporations / Businesses64.05%
HNWI35.42%
Pension & Profit Sharing Plans0.31%
Individuals0.22%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

GFG Capital is an independent registered investment advisor organized as an LLC and first registered with the SEC in 2003. The firm serves both individual/family clients and institutional investors, positioning itself as a capital allocator that builds and manages portfolios while also selecting external managers. Its advisory work spans direct portfolio management for individuals, small businesses, and institutions, and includes selection of other advisers. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly, fixed-fee, and performance-based structures. GFG Capital is not identified as an active ESG investor and does not operate as a multi-state adviser. GFG Capital also appears in sponsor and managerial roles: it has affiliations as a broker-dealer sponsor, and acts as a general partner or managing member of pooled investment vehicles. Those activities, together with the listed fee arrangements, indicate the firm can both run proprietary pooled products and place client capital with third-party managers.