CIFC INVESTMENT MANAGEMENT LLC

RIASEC RegisteredEst. 1997
Total AUM
$1B
Discretionary
$1B
100% of AUM
Avg account
$522M
Accounts
2
Employees
200
Advisory reps
4

Firm details

Headquarters
MIAMI, Florida
CRD number
107050
Registered since
January 28, 1997
Website
cifc.com
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Cifc Investment Management LLC is an SEC-registered investment adviser active since 1997 that focuses on institutional mandates and portfolio management for investment companies. The firm operates with a fee model that combines a percentage-of-AUM charge and performance-based fees, which is consistent with managers that run actively managed, outcome-oriented strategies and allocate to alternatives alongside public markets. Cifc identifies itself as an active ESG investor, and its business activity includes serving as an adviser and sponsor/manager of pooled investment vehicles. Investment activity centers on allocating capital to third‑party alternative managers as well as using traditional mutual funds and liquid strategies where appropriate. The firm’s client base is institutional, and its structure and sponsor roles suggest it runs or advises pooled products for those clients in addition to direct mandate management. Owner structure is a domestic entity plus individual ownership, and the adviser is classified as “unclassified” in filings.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • STEPHEN VACCARO

    CEO & Chief Investment OfficerCRD 2826198

  • LILY WICKER

    Managing Director, Chief Compliance OfficerCRD 5158429

Contacts

2 of 2
  • ANNA SEMBOS

    Senior Managing DirectorCRD 6311646

  • ASHA RICHARDS

    Senior Managing Director & General CounselCRD 5718535

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MIAMI, FL

MIAMI DADE

Location

MIAMI, FL

Headquartered in MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
1 SE 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth