Geode Capital Management, LLC
Firm details
- Headquarters
- Boston, Massachusetts
- CRD number
- 115504
- Registered since
- May 17, 2002
- Website
- www.geodecapital.com
- Custodians
- J.P. MORGAN SECURITIES INC., THE MASTER TRUST BANK OF JAPAN, LTD.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Investment Companies94.64%
- Pooled Investment Vehicles4.89%
- Sovereign Wealth Funds0.29%
- Pension & Profit Sharing Plans0.13%
- State / Municipal Government0.03%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Geode Capital Management, LLC operates as an institutional registered investment adviser serving primarily institutional clients. The firm is organized as an LLC and provides portfolio management to investment companies, pooled investment vehicles and businesses or institutions. Its business activity profile lists roles as a CPO/CTA, and its fee arrangements include percentage-of-AUM and fixed fees. Geode is not identified as an active ESG investor and the firm does not position itself as a capital allocator to external managers in the snapshot data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities94%
- Derivatives3%
- US Government Bonds2%
- Public Funds/Mutual Funds1%
Owners & executives
3 of 3
Sorin Codreanu
Chief Financial OfficerCRD 6270490
Laura Doherty
Chief Operating OfficerCRD 4485656
Michael Ciccone
Chief Compliance OfficerCRD 5560721
Contacts
3 of 9Gerard Mcgraw
DirectorCRD 4713963
Kathryn Dunn
DirectorCRD 4652862
Ronald Depoalo
Head of Operations and TechnologyCRD 5995085
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 3Active vs passive
$152M in ETFs
97%
$147M
0%
$4.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MSCI TAIWAN ETF (EWT) | BlackRock | Passive | China Region | $147M | 1,356,967 | 96.94% |
Location
Boston, MA
Suffolk
Location
Boston, MA
Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Suffolk
- Address
- 100 Summer St
- Time zone
- ET (UTC-5)
- Office locations
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