GENERATION WEALTH MANAGEMENT

RIASEC Registered
Total AUM
$4.3M
Discretionary
$4.3M
100% of AUM
Avg account
$160K
Accounts
27
Employees
3
Advisory reps
3

Firm details

Headquarters
GREAT NECK, New York
CRD number
286111
Custodians
CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • Individuals97.64%
  • HNWI2.36%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Generation Wealth Management is a small independent registered investment adviser organized as an LLC and owned by an individual. The firm focuses on serving individual and family clients, along with small-business relationships, through fee-based portfolio management and financial planning. It also operates as an insurance broker. The firm charges clients a percentage of assets under management and does not position itself as a multi-state or pension consultant adviser. Generation Wealth Management is not an active ESG investor and does not act as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Cash & Cash Equivalents 25%, US Government Bonds 20%, Public Funds/Mutual Funds 5%50%
  • Exchange Traded Equities50%
  • Cash & Cash Equivalents25%
  • US Government Bonds20%
  • Public Funds/Mutual Funds5%

Owners & executives

1 of 1
  • JEFF HO

    Chief Investment OfficerCRD 4829434

Contacts

2 of 2
  • CHINTU PANDYA

    Sr. Programmer AnalystCRD 8003180

  • EDWARD LEE

    Co-Founder and Managing PartnerCRD 5805251

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

GREAT NECK, NY

NASSAU

Location

GREAT NECK, NY

Headquartered in GREAT NECK, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NASSAU
Address
31 Cary Rd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth