SAG HARBOR CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2015
Total AUM
$427M
Discretionary
$427M
100% of AUM
Avg account
$214M
Accounts
2
Employees
13
Advisory reps
4

Firm details

Headquarters
GREAT NECK, New York
CRD number
161490
Registered since
July 1, 2015
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

SAG Harbor Capital Management, LLC is an SEC‑registered investment adviser formed as a limited liability company that focuses on managing pooled investment vehicles for institutional clients. The firm operates as a hybrid manager with emphasis on hedge fund strategies and real estate — it serves as adviser to pooled funds and also acts in sponsor/GP capacities on real estate deals. Fee arrangements combine a percentage of assets under management with performance‑based fees, reflecting an active management approach and incentive alignment with investors. The firm does not position itself as an ESG investor and is structured for a concentrated institutional client base rather than retail distribution. SAG Harbor’s activities center on portfolio management for pooled vehicles, and its industry roles include functioning as a real estate broker/sponsor and managing member or general partner of the pooled products it runs. The firm is classified as a hedge fund, real estate fund and multifaceted fund manager rather than a pure allocator to third‑party managers, although it does engage external alternative managers where appropriate.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • ADAM WINDWER

    Chief Financial and Compliance OfficerCRD 6310453

Contacts

3 of 3
  • DAVID HEIDEN

    Managing PartnerCRD 6041163

  • GREGG WINTER

    Founder & Managing PartnerCRD 6041158

  • JARRET SCHOCHET

    Senior Loan OfficerCRD 6849359

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

GREAT NECK, NY

NASSAU

Location

GREAT NECK, NY

Headquartered in GREAT NECK, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NASSAU
Address
60 Cuttermill Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth