Gateway Financial & Estate Planning, Inc.
Firm details
- Headquarters
- ,
- CRD number
- 144741
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Other
- Client types
- Individuals77.53%
- HNWI22.47%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Gateway Financial & Estate Planning, Inc. is an independent, corporation-structured registered investment adviser focused on individuals and families. The firm provides financial planning, portfolio management for individuals and small businesses, and the selection/oversight of third‑party advisers. It operates as a capital allocator, blending traditional portfolio management with access to external managers and private fund vehicles. Fees are charged on an asset‑under‑management basis and can include hourly charges and other arrangements. Gateway does not identify itself as an active ESG investor.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Private Funds39%
- Exchange Traded Equities29%
- Other20%
- Cash & Cash Equivalents12%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
Zephyr Capital LLC
RIAChicago, IL
Dauble+Worthington Equity Portfolios
RIALime Rock Investment Management Company, Inc.
RIASan Antonio, TX
Weiss Financial Services
RIADirewolf Wealth Management, LLC
RIASpring, TX