Gateway Financial & Estate Planning, Inc.
Firm details
- Headquarters
- ,
- CRD number
- 144741
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Other
- Client types
- Individuals77.53%
- HNWI22.47%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Gateway Financial & Estate Planning, Inc. is an independent registered investment adviser organized as a corporation that focuses on individual and family clients. The firm provides financial planning, portfolio management for individuals and small businesses, and acts as a capital allocator by selecting other advisers and outside managers on behalf of clients. Fee arrangements include percentage-of-AUM billing, hourly charges and other fee structures. Gateway reports it is not an active ESG investor and is not identified as a multi-state adviser on the snapshot, though it maintains multiple office locations.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Private Funds39%
- Exchange Traded Equities29%
- Other20%
- Cash & Cash Equivalents12%
Contacts
3 of 6Jaxon Knighton
Financial PlannerCRD 7180457
Chad Nielsen
FounderCRD 3220184
Sarah Tidwell
Investment Advisor RepresentativeCRD 8253917
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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