Zephyr Capital LLC

RIASEC Registered
Total AUM
$9M
Discretionary
$9M
100% of AUM
Avg account
$642K
Accounts
14
Employees
4
Advisory reps
2

Firm details

Headquarters
Chicago, Illinois
CRD number
332969
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Zephyr Capital LLC is an independent registered investment adviser organized as an LLC that focuses on portfolio management for individuals and small businesses. The firm serves individual and family clients and charges a mix of fees: percentage of AUM, fixed fees, and performance-based fees. According to available disclosures, Zephyr Capital is not positioned as a capital allocator and does not identify as an active ESG investor, a pension consultant, or a multi-state adviser. Custody for client assets is handled through Interactive Brokers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 50%, Exchange Traded Equities 25%, Derivatives 15%, Cash & Cash Equivalents 10%50%
  • Public Funds/Mutual Funds50%
  • Exchange Traded Equities25%
  • Derivatives15%
  • Cash & Cash Equivalents10%

Contacts

2 of 2
  • Lingke Cheng

    Lingke Cheng

    Portfolio ManagerCRD 7679902

  • Jingjing Ying

    ManagerCRD 7972548

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
330 N Wabash Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth