GATES CAPITAL MANAGEMENT, INC.

RIASEC RegisteredEst. 2006
Total AUM
$3.3B
Discretionary
$3.3B
100% of AUM
Avg account
$814M
Accounts
4
Employees
14
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
137842
Registered since
January 26, 2006
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Gates Capital Management, Inc. is an SEC-registered hedge fund adviser that has been active since 2006 and serves predominantly institutional clients. The firm operates as a CPO/CTA and provides portfolio management for pooled investment vehicles; it also acts in sponsor and GP roles for pooled structures and non-pooled LP sponsorships. Ownership is held by an individual principal. Fee terms include management fees based on a percentage of AUM alongside performance-based compensation. Gates does not identify as an active ESG investor and is not a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • MARC BLATTER

    Chief Financial OfficerCRD 6704241

Contacts

2 of 2
  • ERIC STEPHENS

    PartnerCRD 6539676

  • JEFFREY GATES

    Managing PartnerCRD 1887485

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1177 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth