Cantor Fitzgerald Investment Advisors
Firm details
- Headquarters
- New York, New York
- CRD number
- 159296
- Registered since
- November 15, 2011
- Website
- www.cantor.com
- Custodians
- CHARLES SCHWAB & CO., INC., TRUIST INVESTMENT SERVICES, INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees, Other
- Client types
- Investment Companies51.81%
- HNWI35.32%
- Individuals5.79%
- Pooled Investment Vehicles3.54%
- Corporations / Businesses1.46%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Cantor Fitzgerald Investment Advisors operates as a limited partnership and has been SEC-registered since 2011. The firm serves both individual/family and institutional clients and describes itself as a capital allocator and pension consultant. Its advisory services span financial planning and portfolio management across individuals, pooled vehicles, investment companies and institutions, and it also offers manager selection. The firm reports multiple fee arrangements (AUM-based, hourly, fixed and performance fees) and engages in CPO/CTA activity and other financial product distribution. Cantor Fitzgerald Investment Advisors identifies as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- Public Funds/Mutual Funds17%
- Cash & Cash Equivalents2%
- Derivatives1%
Owners & executives
3 of 4Walter Karle
Chief Compliance OfficerCRD 5782922
Glenn Ambach
Co-Chief Investment OfficerCRD 3019605
John Brim
Chief Investment OfficerCRD 2933011
Contacts
3 of 32
William Ketterer
Managing DirectorCRD 5660220
Christopher Zogg
Partner, Senior Portfolio ManagerCRD 5660332
Tiffany Orcutt
Investment SpecialistCRD 5686125
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 104Active vs passive
$845M in ETFs
99%
$833M
<1%
$12.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $109M | 144,905 | 12.84% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 110 E 59th St
- Time zone
- ET (UTC-5)
- Office locations
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