GALVEZ FINANCIAL LLC

RIASEC Registered
Total AUM
$67.8K
Discretionary
$67.8K
100% of AUM
Avg account
$6.8K
Accounts
10
Employees
1
Advisory reps
1

Firm details

Headquarters
PARRISH, Florida
CRD number
334391
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Commissions, Other
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Galvez Financial LLC is an independent, individual-owned registered investment adviser organized as an LLC that serves individual and family clients. The firm combines advisory work with insurance brokerage and offers financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. Its fee approach is mixed — it uses percentage-of-AUM billing as well as fixed fees, commission arrangements and other fee models. The adviser does not identify as an active ESG investor and is not set up as a multi-state or capital-allocating shop.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Cash & Cash Equivalents 10%90%
  • Exchange Traded Equities90%
  • Cash & Cash Equivalents10%

Owners & executives

1 of 1
  • Azul Galvez

    CEOCRD 7232421

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PARRISH, FL

MANATEE

Location

PARRISH, FL

Headquartered in PARRISH, FL, anchoring the North Port-Sarasota, FL metro in the South.

Metro area
North Port-Sarasota, FL
Region
South
County
MANATEE
Address
11253 Rolling Fork Trl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth